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Nationally recognized statistical rating organization
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#	Item
161	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]SECURITIES EXCHANGE ACT OF 1934 Release No[removed]October 19, 2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-19 16:41:43 United States Securities and Exchange Commission 73rd United States Congress Finance 76th United States Congress Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Nationally recognized statistical rating organization Securities regulation in the United States United States securities law Financial regulation Financial economics
162	Hector Gallardo, Michael Zurita, and Orion Trading, LLC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-28 17:19:11 73rd United States Congress Government Corporate crime 76th United States Congress U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Investment Advisers Act Nationally recognized statistical rating organization United States securities law Financial regulation United States Securities and Exchange Commission
163	For Immediate Release April 30, 2012 Canadian securities regulators grant Designated Rating Organization status under new regulatory framework Toronto – The Canadian Securities Administrators announced today the offici Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:06 Canadian securities regulation Canadian Securities Administrators Canada Autorité des marchés financiers Credit rating agency Securities regulation in the United States Securities Commission Capital market U.S. Securities and Exchange Commission Financial regulation Government Nationally recognized statistical rating organization
164	DENISE VOIGT CRAWFORD SECURITIES COMMISSIONER JOSE ADAN TREVINO CHAIRMAN NICHOLAS C. TAYLOR Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-24 11:55:50 U.S. Securities and Exchange Commission Credit rating Finance Investor Protection and Securities Reform Act Nationally recognized statistical rating organization Financial economics Credit rating agencies
165	Comments on File No. S7-24-09 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-15 10:17:36 Fixed income securities Structured finance Mortgage-backed security United States housing bubble Credit rating agencies Credit rating agency Nationally recognized statistical rating organization U.S. Securities and Exchange Commission Collateralized debt obligation Financial economics Finance Investment
166	Opening Statement of Stephen Hall Better Markets, Inc. At the SEC Credit Ratings Roundtable, May 14, 2013 Good morning. My name is Stephen Hall and I’m the Securities Specialist at Better Markets, an independent, nonpa Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-03 14:52:59 Late-2000s financial crisis Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act Structured product Mortgage-backed security Credit rating agency Investor Protection and Securities Reform Act Economics Economic history Financial economics
167	Securities Valuation Office National Association of Insurance Commissioners Replication (Synthetic Asset) Transaction Credit Change Annex Form Please see Part 13 of the Purposes and Procedures Manual of the NAIC’s Secu Add to Reading List Source URL: www.naic.org Language: English - Date: 2013-11-19 15:11:33 Financial accounting Financial markets Derivative Credit risk Nationally recognized statistical rating organization Valuation CUSIP Finance Financial economics Financial system
168	COMMITTEE ON SECURITIES REGULATION ROBERT E. BUCKHOLZ, JR. CHAIR 125 BROAD STREET NEW YORK, NY 10004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-18 10:43:56 Business Stock market 73rd United States Congress United States Securities and Exchange Commission United States corporate law Credit rating agency Nationally recognized statistical rating organization Securities Act Regulation S-K Financial economics Finance United States securities law
169	Malcolm S. Maedonald Vice Presidenl Finance and Treasurer July 28, 2003 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-11-04 12:13:23 Nationally recognized statistical rating organization Business United States corporate law Credit rating agencies U.S. Securities and Exchange Commission Securities research Credit rating Sarbanes–Oxley Act Regulation Fair Disclosure Financial economics United States securities law Finance
170	June 3, 2013 VIA E-MAIL: [removed] Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Elizabeth M. Murphy, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-04 09:58:46 United States housing bubble Credit rating agencies Late-2000s financial crisis Credit rating agency Fixed income securities Structured finance Nationally recognized statistical rating organization Dodd–Frank Wall Street Reform and Consumer Protection Act Securitization Financial economics Economics Finance

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